Overview
Description of Advisory Firm
JJP Capital Management, Inc. is a privately owned corporation headquartered in Columbia,
Missouri. It was incorporated in the State of Missouri in 2001 and is owned by Garrard Banks,
President and Christopher Pascucci, Treasurer.
Mr. Garrard Banks’ education, business standards, and background include three (3) college degrees
from Columbia College, University of Missouri, and The Graduate School of Banking of the South.
Professional examinations include the NASD exam #7 and NASD #66. Previous to his investment
advisory business, he was an IA Representative for three months with Raymond James Financial and
12+ years for Union Planters Bank as a commercial and real estate loan officer. Mr. Banks has been
with the firm since its establishment in 2001. (Born in Columbia, MO in 1963.)
Mr. Christopher Pascucci’s education, business standards, and background include a BSBA from the
University of Missouri and an MBA from William Woods University. Professional examination
includes NASD #65. Previously, he has been self-employed as a real estate entrepreneur and
subsequent to that he was a retail manager for Bridgestone Tire & Rubber Corp. Mr. Pascucci has
been with the firm since its establishment in 2001. (Born in Galesburg, IL in 1965.)
Advisory Services Offered
JJP Capital Management, Inc. business includes investment advice and portfolio management related
to publicly traded securities. We make investment recommendations for
clients based on information
the client supplies about his or her financial situation, goals, and risk tolerance. Our recommendations
may be limited if the client does not provide us with accurate and complete information. It is the
client’s responsibility to keep JJP Capital Management, Inc. informed of any changes to their
investment objectives or restrictions. The majority of our clients are individual’s trust and retirement
accounts, but we also manage assets for a few non for profit entities. JJP Capital Management, Inc.
customizes each portfolio to meet the client’s objectives and risk tolerances. Our Firm utilizes
individual common and preferred stocks, U.S. Treasury securities, corporate and municipal bonds as
the main components in our advisory service.
Clients may also request restrictions on the accounts, such as when a client needs to keep a
minimum level of cash in the account or does not want the adviser to buy or sell certain specific
securities or security types in the account.
JJP Capital Management, Inc. does not participate in wrap fee programs.
As of December 31, 2023, JJP Capital Management, Inc. had $312,499,320 of regulatory assets
under management on a discretionary basis which includes related accounts. There are currently
no non-discretionary accounts under management.
We describe the fees charged for investment consulting services below under Item 5 - Fees and
Compensation.
Brochure 5 Revised Feb 26, 2024