Description of Firm Yoffe Investment Management, LLC is a registered investment adviser primarily based in Lemoyne, Pennsylvania. We are organized as a Limited Liability Company (LLC) under the laws of the State of Pennsylvania. We have been providing investment advisory services since 2014. We are primarily owned by Jeffrey N. Yoffe.
The following paragraphs describe our services and fees. Refer to the description of each investment advisory service listed below for information on how we tailor our advisory services to your individual needs. As used in this brochure, the words "we", "our" and "us" refer to Yoffe Investment Management, LLC and the words "you", "your" and "client" refer to you as either a client or prospective client of our firm.
Investment Management Services Our Investment Management Services are designed to help our clients organize their financial situation and plan for the successful transfer of wealth to the next generation. Such services generally include portfolio management as well as financial planning which can involve providing a variety of advisory services regarding the management of your financial resources based upon an analysis of your individual needs. Depending on the arrangements made at the inception of the engagement, these services can range from broad-based financial planning to consultative or single subject planning including, but not necessarily limited to, Family Continuity, Estate Planning and Trustee Oversight, Integrated Tax and Financial Planning, Lifestyle Management, Family Philanthropy, Risk Management, and providing a traditional written financial plan. Financial plans are based on your financial situation at the time we present the plan to you, and on the financial information you provide to us. You must promptly notify our firm if your financial situation, goals, objectives, or needs change. Additionally, and included in our Investment Management Service, we offer discretionary portfolio management. Our discretionary portfolio management services are provided in accordance with your individual investment

objectives. If you participate in our discretionary portfolio management services, we require you to grant us discretionary authority to manage your account. Subject to a grant of discretionary authorization, we have the authority and responsibility to formulate investment strategies on your behalf. Discretionary authorization will allow us to determine the specific securities, and the amount of securities, to be purchased or sold for your account without obtaining your approval prior to each transaction. We will also have discretion over the broker or dealer to be used for securities transactions in your account. Discretionary authority is typically granted by the investment advisory agreement you sign with our firm, a power of attorney, or trading authorization forms.
You may limit our discretionary authority (for example, limiting the types of securities that can be purchased or sold for your account) by providing our firm with your restrictions and guidelines in writing.
We also offer non-discretionary portfolio management services. If you enter into non-discretionary arrangements with our firm, we must obtain your approval prior to executing any transactions on behalf of your account. You have an unrestricted right to decline to implement any advice provided by our firm on a non-discretionary basis.
Types of Investments We primarily offer advice on equity securities, warrants, corporate debt securities (other than commercial paper), certificates of deposit, municipal securities, mutual fund shares, exchange traded funds ("ETFs"), United States government securities, real estate investment trusts ("REITs"), and interests in partnerships.
4 Additionally, we may advise you on various types of investments based on your stated goals and objectives. We may also provide advice on any type of investment held in your portfolio at the inception of our advisory relationship.
Assets Under Management As of December 31, 2022, we provide continuous management services for $119,259,345 in client assets on a discretionary basis.