Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 05/25/2001
ADV Location APPLETON, WI, United States
Contact Info 920 xxxxxxx
Websites
AUM* 107,891,921 7%
of that, discretionary 63,965,013 22%
Number of Employees 3 -25%
of those in investment advisory functions 3 -25%
Private Fund GAV* 0
Avg Account Size 1,498,499 3%
% High Net Worth 100.00%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

317M 272M 227M 181M 136M 91M 45M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name WIPFLI LLP Filing Date10/24/2024 Form ADV-E View Report
Accounting Firm Name WIPFLI LLP Filing Date04/10/2024 Form ADV-E View Report
Accounting Firm Name WIPFLI, LLP Filing Date04/10/2023 Form ADV-E View Report