9AT: PEARL LANE ADVISORS, LLC

other names

PEARL LANE ADVISORS, LLC

Adviser Profile

As of Date	11/10/2025
ADV Location	NEW YORK, NY, United States
Adviser Type - Related adviser
Number of Employees	15 -12%
of those in investment advisory functions	8
Registration	SEC, Approved, 08/20/2014

AUM^*	83,976,185 68%
of that, discretionary	83,976,185 68%
Private Fund GAV^*	85,931,440 14%
Avg Account Size	11,996,598 -4%
SMA’s	No
Private Funds	13 9
Contact Info	212 xxxxxxx

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count7	GAV$85,931,440
Fund TypeOther Private Fund	Count6	GAV$

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SOLERA CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM39.6m	#Funds-
Adviser MISTRAL CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM40.1m	#Funds-
Adviser PALLADIUM HERITAGE MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund33.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV33.1m	AUM39.5m	#Funds3
Adviser STONETREE CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund34.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV34.2m	AUM36.1m	#Funds1
Adviser ACE & COMPANY NEW YORK, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund52.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund13.9m	Total Private Fund GAV65.9m	AUM52.0m	#Funds7
Adviser XTELLUS ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM43.5m	#Funds-
Adviser ARCANO CAPITAL USA, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM29.4m	#Funds-
Adviser B. RILEY WEALTH PRIVATE SHARES	Hedge Fund-	Liquidity Fund-	Private Equity Fund41.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund23.0m	Total Private Fund GAV64.4m	AUM41.4m	#Funds10
Adviser NEWVEST MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund445.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV445.3m	AUM445.3m	#Funds17
Adviser MILLENNIAL ADVISERS, LLC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund161.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV161.6m	AUM58.7m	#Funds23

Brochure Summary

Overview

Firm Description Pearl Lane Advisors, LLC (“PLA,” the “Firm”) is a Delaware limited liability company and a Securities and Exchange Commission ("SEC") registered investment advisory firm with its main office located in New York, New York, and with a branch office in Burlingame, CA..1 The Firm provides investment management services to private, pooled investment vehicles, each of which is invested in a private security (collectively, the “SPVs”). The Firm’s principal services to the SPVs are to source, structure and monitor the investment underlying the SPV, in accordance with the governing documents of each SPV. The SPVs are typically sourced as “run-off” opportunities from a closed-end investment company registered under the Investment Company Act of 1940, as amended, operating as an interval fund (“Interval CEF”). The Interval CEF is managed by PLA’s affiliate, Liberty Street Advisors, Inc. (“LSA”). LSA also manages the portfolio of a non-U.S. pooled investment vehicle which is not available for purchase in the U.S. (the “Non-U.S. Fund”). Portfolio managers of LSA for the Interval CEF and the Non-U.S. Fund are also the portfolio managers with PLA for management of the SPV’s portfolio, and are supported by the same

investment team personnel. For information about Liberty Street’s business, please visit www.sec.gov to review Liberty Street’s Form ADV. As of December 31, 2023, PLA had total assets under management of approximately $49.9 million. Principal Owners PLA is owned by the following individuals with voting interest, each of whom is a Managing Member of the Firm: Timothy Reick, Victor Fontana Sr., Victor Fontana Jr., Raymond A. Hill, III, Scott Daniels, Christian Munafo, and Kevin Moss. Certain family trusts related to some principal owners have non-managing, non-voting interests. Types of Advisory Services PLA does not provide individually tailored investment advice to natural persons (individuals). It does not provide Financial Planning Services, Tax Preparation, Hourly Planning, or direct Portfolio Management services to individuals. PLA provides investment advisory services to a private special purpose investment vehicle, or SPV, for which the Firm is paid a percentage of the SPV’s assets under management. 1 Any reference to Pearl Lane Advisors, LLC being a registered investment adviser does not imply that the company or any of its management has achieved a certain level of skill or training.

PEARL LANE ADVISORS, LLC

Adviser Profile

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

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Brochure Summary

Overview