9AT: LOWELL ROAD ASSET MANAGEMENT, INC.

LOWELL ROAD ASSET MANAGEMENT, INC.

LOWELL ROAD ASSET MANAGEMENT, INC.

Adviser Profile

As of Date	09/02/2026
Registration	SEC, Approved, 08/05/2014
Other registrations (4)	California, Terminated, 09/07/2014 Florida, Terminated, 08/08/2014 New Jersey, Terminated, 08/08/2014 New York, Terminated, 08/08/2014
ADV Location	MANHASSET, NY, United States
Contact Info	516 xxxxxxx
Websites

AUM^*	52,525,335 21%
of that, discretionary	26,465,686 24%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	420,203 15%
% High Net Worth	54.03% 23%
SMA’s	Yes
Private Funds	0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

25M 22M 18M 14M 11M 7M 4M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Firm Description Lowell Road Asset Management, Inc. (“LRAM”) was founded on April 26, 2012. Todd Michael Greenberg is 100% owner. Types of Advisory Services ASSET MANAGEMENT LRAM offers both discretionary and non-discretionary direct asset management services to advisory clients. For discretionary based accounts, the client will authorize LRAM discretionary authority to execute selected investment program transactions as stated within the Investment Advisory Agreement. In a non-discretionary based account, LRAM will determine the securities to be bought or sold and the amount of the securities to be bought or sold. However, LRAM will obtain prior client approval before executing any transactions. LRAM will offer clients ongoing portfolio management services through determining individual investment goals, time horizons, objectives, and risk tolerance. Investment strategies, investment selection, asset allocation, portfolio monitoring and the overall investment

program will be based on the above factors. SEMINARS LRAM holds seminars and workshops to educate the public on different types of investments and the different services they offer. The seminars are educational in nature and no specific investment or tax advice is given. LRAM does not charge a fee for attendance to these seminars. Client Tailored Services and Client Imposed Restrictions The goals and objectives for each client are documented in our client files. Investment strategies are created that reflect the stated goals and objective. Clients may impose restrictions on investing in certain securities or types of securities. Agreements may not be assigned without written client consent. Wrap Fee Programs LRAM does not sponsor any wrap fee programs. Client Assets under Management LRAM has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $18,484,055 $20,682,383 December 31, 2023