Overview Triumph Wealth Advisors, Inc. (hereinafter known as “TWA”) was created to provide asset management services, financial planning services, and hourly consultations. Jason Daugherty is the founder and sole owner of TWA, which became registered as an investment advisory firm in December 2010. As of December 31, 2023, TWA manages $23,410,000 assets on a non-discretionary basis. Services TWA provides several investment advisory services to clients. A description of these services is provided in the following sections. TWA’s Asset Management Services TWA offers asset management services and advice to clients. TWA will obtain pertinent information concerning each client such as financial condition, investment objectives, tax status, and general risk characteristics. The information may be collected by TWA through questionnaires, account forms completed by the client, and/or through communication with the client. TWA will utilize the information provided by the client in recommending securities and monitoring existing investments. TWA will tailor the client’s portfolio to the needs of the client. Ever client reserves the right to impose restrictions or guidelines on the management of his or her assets, including any limitations on the purchase or sale of a particular security or types of securities. Assets managed by TWA may be invested in a wide variety of securities, including but not limited to equities, fixed income, mutual funds, exchange- traded funds, and various retirement vehicles. TWA will manage the assets on a non-discretionary basis. TWA will provide recommendations to the client, who has ultimate authority for the approval of such transactions. The client reserves the right to select the broker/dealer and/or custodian to be utilized in maintaining the client’s assets. There is no minimum investment amount required by TWA to be a client. Clients will receive account statements from the custodian no less than quarterly concerning all transactions (including fees charged by TWA), balances and portfolio holdings within their account. Third-party Asset Management Services TWA may utilize the services of third-party managers to offer asset management services to clients. Prior to entering into an agreement with third-party managers to provide asset management services, TWA has conducted due diligence as to the background, reputation, performance, investment styles, and other determining criteria. After such due diligence has been conducted, TWA determines whether to enter into an agreement whereby clients will have access to the investment program(s) offered by such third-party managers. Based on the needs and desires of the client, TWA will assist the client in the selection of a third-party manager. The client may be required complete various questionnaires and forms to help the client determine which manager(s) or strategies

to utilize and more clearly gauge what type of portfolio services they are seeking. TWA will continue to monitor the performance of the third-party manager as it relates to the client’s assets. As the type and nature of services offered by the third-party manager will often vary between different third-party managers, it is important for the client to carefully review a copy of the Form ADV of such third- party manager as well as any promotional materials provided to gain a complete and full understanding of the third-party manager’s services and any requirements that they impose. The client should be aware that the third-party manager may or may not require assets to be managed on a discretionary basis, may limit the types of securities to be used, may not tailor assets to the needs of the client, and may have minimum dollar requirements to participate in such services. Plan Design TWA offers plan design services to clients seeking advice and direction on various aspects of financial planning. The level and extent of such financial planning services is dependent upon the level of services desired by the client and is tailored to their needs and desires. TWA may work directly with the client or with the help of their other advisors (i.e. attorney, accountant, broker, insurance representatives). The financial planning approach encompasses six basic areas: 1. Risk Management 2. Investment Management 3. Educational Planning 4. Retirement Planning 5. Tax planning 6. Estate planning TWA will develop and provide the client a written plan pursuant to agreed-upon services. It is the responsibility of the client to indicate to TWA what plan design services the client seeks information and potential recommendations. In determining or selecting to receive plan design services, TWA is informing the client that they are under no obligation to act upon the recommendations or utilize TWA or any of its agent(s) or affiliates in executing any action or recommendation offered by TWA. Services will be rendered to the client within 6 months of entering into an agreement for plan design services. Hourly Consultation TWA offers a client the opportunity to receive hourly consultations on various topics or questions of importance to them. These consultations may involve specific questions about planning approaches, investment strategies, or opinions on the economy or market outlook. TWA reserves the right, based on the information obtained through such consultation, to provide advice, recommendations, and/or opinions at a time other than the consultation, as additional time may be necessary to provide quality advice, opinions, and recommendations. To that extent possible and applicable, TWA will tailor any advice rendered to the client. Any advice, opinions, or recommendations are only as good as the adequacy and accuracy of information provided by the client.