Adviser Profile

As of Date 05/28/2026
Registration SEC, Approved, 10/24/2019
Contact Info 860 xxxxxxx
Websites
AUM* 164,122,638 18%
of that, discretionary 141,800,584 307%
Number of Employees 3
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 1,624,977 195%
% High Net Worth 30.69% 100%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

142M 122M 101M 81M 61M 41M 20M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees