9AT: NEWFOUNDLAND CAPITAL MANAGEMENT US, LLC

other names

NEWFOUNDLAND CAPITAL MANAGEMENT US, LLC
NEWFOUNDLAND CAPITAL MANAGEMENT

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 04/15/2014
Other registrations (1)	SEC, ERA - Withdrawn, 03/31/2014
Contact Info	+55 xxxxxxx
Websites

AUM^*	103,353,573 -40%
of that, discretionary	103,353,573 -40%
Number of Employees	9 -31%
of those in investment advisory functions	3 -40%
Private Fund GAV^*	105,167,522 -27%
Avg Account Size	14,764,796 -57%
SMA’s	No
Private Funds	11 6

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- Commissions

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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SOUTHEAST ASSET ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund261.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund182.4m	Total Private Fund GAV443.8m	AUM4.2b	#Funds9
Adviser THOMPSON SIEGEL & WALMSLEY LLC	Hedge Fund274.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.9m	Total Private Fund GAV276.9m	AUM21.1b	#Funds8
Adviser GALAPAGOS WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM88.2m	#Funds-
Adviser ROCK CREEK GROUP LLC	Hedge Fund1.4b	Liquidity Fund-	Private Equity Fund1.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund32.3m	Total Private Fund GAV2.6b	AUM18.4b	#Funds19
Adviser ARBITER PARTNERS	Hedge Fund678.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV678.3m	AUM1.3b	#Funds7
Adviser SPEARHEAD ADMINISTRATIVE SERVICES, LLC	Hedge Fund1.6b	Liquidity Fund-	Private Equity Fund150.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.8b	AUM3.8b	#Funds24
Adviser LAZARD ASSET MANAGEMENT LLC	Hedge Fund2.9b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund5.6b	Total Private Fund GAV8.5b	AUM120.5b	#Funds70
Adviser ARNHOLD LLC	Hedge Fund2.1b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund695.2m	Total Private Fund GAV2.8b	AUM6.4b	#Funds10
Adviser KABOUTER MANAGEMENT, LLC	Hedge Fund252.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund130.2m	Total Private Fund GAV382.6m	AUM992.5m	#Funds6
Adviser BLACKSTONE ALTERNATIVE ASSET MANAGEMENT L.P.	Hedge Fund27.1b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund71.1b	Total Private Fund GAV98.2b	AUM92.0b	#Funds119

Brochure Summary

Overview

Newfoundland is a Delaware limited liability company that provides discretionary investment management services to pooled investment vehicles and separately managed accounts. Newfoundland is owned and controlled by Jonathan M. Rosenthal. As of December 31, 2023, Newfoundland had $173,404,079 in discretionary regulatory assets under management. Newfoundland provides discretionary investment advice to the following private investment funds (collectively, the “Funds”): 1. Newfoundland Terranova Fund, a Cayman Islands exempted company (the “Master Fund”); 2. Newfoundland Terranova Offshore Fund, a Cayman Islands exempted company (the “Feeder Fund”), which invests solely in the Master Fund; 3. Newfoundland Select Long Only Latam Fund - a series of the Newfoundland Select Funds, LLC, a Delaware limited liability company (the “Long Only Fund”); 4. Newfoundland Credit Opportunities T, LP, a limited partnership investing in private credit (the “Credit T Fund”); and 5. Newfoundland Private Credit Opportunities Fund I, LP, a limited partnership investing in private credit (the “Credit Opportunities Fund”). In addition, Newfoundland provides discretionary investment advisory services to institutional separately managed accounts (“SMAs” and, together

with the Funds, “Clients”). In providing services to Clients, among other things, Newfoundland (1) manages the Clients’ assets in accordance with the terms of the applicable Funds’ Private Offering Memorandum and Articles of Incorporation or Operating Agreement (collectively, the Fund “Governing Documents”) or the SMA’s investment advisory agreement; (2) directs and manages the investment and reinvestment of Clients’ assets; and (3) provides periodic reports to the SMAs and Fund investors. With respect to the Funds, Newfoundland provides investment advice directly to the Funds and not individually to the Funds’ members or shareholders (“Investors”). Investment restrictions for the Funds, if any, are established in the applicable Funds’ Governing Documents. Newfoundland, on behalf of the Funds, has entered into “side letters” with several Investors whereby certain of the terms applicable to such Investors, including fee and redemption terms, may vary. Newfoundland may also agree to provide a greater level of disclosure regarding events affecting the Company to certain Investors. Nevertheless, Newfoundland may not enter into any side letter that would violate applicable laws, rules, and regulations or that would not be in the best interests of the Fund.

NEWFOUNDLAND CAPITAL MANAGEMENT US, LLC

Adviser Profile

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