Adviser Profile

As of Date 02/27/2026
Registration SEC, Approved, 03/10/2014
Other registrations (1)
ADV Location CHARLOTTE, NC, United States
Contact Info 888 xxxxxxx
Websites
AUM* 502,114,653 23%
of that, discretionary 217,362,331 23%
Number of Employees 3
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 1,743,454 14%
% High Net Worth 22.44% -2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

285M 244M 203M 163M 122M 81M 41M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees