Adviser Profile

As of Date 02/11/2026
Registration SEC, Approved, 01/09/2014
Other registrations (1)
ADV Location LAFAYETTE, CA, United States
Contact Info 925 xxxxxxx
Websites
AUM* 152,638,702 3%
of that, discretionary 148,212,287 3%
Number of Employees 2
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 510,497 7%
% High Net Worth 37.61% 6%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

148M 127M 106M 85M 64M 42M 21M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees