9AT: E FUND MANAGEMENT (HONG KONG) CO., LIMITED

Adviser Profile

As of Date	03/30/2026
Registration	SEC, Approved, 01/06/2014
ADV Location	HONG KONG, Hong Kong
Contact Info	852 xxxxxxx
Websites

AUM^*	15,715,594,984 12%
of that, discretionary	15,715,594,984 12%
Number of Employees	99 57%
of those in investment advisory functions	22 16%
Private Fund GAV^*	0
Avg Account Size	234,561,119 12%
% High Net Worth	1.49% 100%
SMA’s	Yes
Private Funds	0

Adviser Type

- Outside the United States

Client Types

- High net worth individuals
- Banking or thrift institutions
- Pooled investment vehicles
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name PRICEWATERHOUSECOOPERS	Filing Date06/23/2025	Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSECOOPERS	Filing Date05/27/2025	Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSECOOPERS	Filing Date03/22/2024	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser KIRKOSWALD CAPITAL MANAGEMENT LIMITED	Hedge Fund321.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund22.6m	Total Private Fund GAV344.4m	AUM5.0b	#Funds8
Adviser FIRST SENTIER INVESTORS	Hedge Fund8.7b	Liquidity Fund-	Private Equity Fund654.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV9.4b	AUM6.8b	#Funds3
Adviser ARCTIS GLOBAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM106.0m	#Funds-
Adviser HILLSDALE INVESTMENT MANAGEMENT INC.	Hedge Fund1.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2b	AUM7.8b	#Funds7
Adviser HIGHLAND CAPITAL MANAGEMENT, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM126.7m	#Funds-
Adviser BROOKFIELD BHS ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.4b	#Funds-
Adviser QCM CAYMAN, LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM270.4m	#Funds-
Adviser QIC INVESTMENTS NO. 1 PTY LTD	Hedge Fund-	Liquidity Fund-	Private Equity Fund4.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund4.8b	Total Private Fund GAV4.8b	AUM5.6b	#Funds17
Adviser HOUSE HANOVER LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM19.7m	#Funds-
Adviser BENEFIT STREET PARTNERS LIMITED	Hedge Fund10.0b	Liquidity Fund-	Private Equity Fund301.2m	Real Estate Fund-	Securitized Asset Fund8.2b	Venture Capital Fund-	Other Fund160.4m	Total Private Fund GAV18.7b	AUM22.6b	#Funds55

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker464287200	Stock NameiShares Core S&P 500 ETF	$ Position$36,330,152	% Position12.00%	$ Change25.00%	# Change9.00%
Stck Ticker722304102	Stock NamePDD Holdings Inc	$ Position$17,382,229	% Position6.00%	$ Change-39.00%	# Change-18.00%
Stck Ticker67066G104	Stock NameNVIDIA Corp	$ Position$15,323,092	% Position5.00%	$ Change35.00%	# Change18.00%
Stck Ticker037833100	Stock NameApple Inc	$ Position$11,057,024	% Position4.00%	$ Change54.00%	# Change35.00%
Stck Ticker595112103	Stock NameMicron Technology Inc	$ Position$10,860,715	% Position4.00%	$ Change352.00%	# Change32.00%
Stck Ticker78462F103	Stock NameState Street SPDR S&P 500 ETF	$ Position$13,539,687	% Position4.00%	$ Change24.00%	# Change8.00%
Stck Ticker594918104	Stock NameMicrosoft Corp	$ Position$7,652,878	% Position3.00%	$ Change27.00%	# Change26.00%
Stck Ticker007903107	Stock NameAdvanced Micro Devices Inc	$ Position$7,704,028	% Position3.00%	$ Change343.00%	# Change55.00%
Stck Ticker02079K107	Stock NameAlphabet Inc	$ Position$5,708,046	% Position2.00%	$ Change62.00%	# Change32.00%
Stck Ticker02079K305	Stock NameAlphabet Inc	$ Position$5,731,857	% Position2.00%	$ Change74.00%	# Change40.00%

Brochure Summary

Overview

Principal Owners E Fund Management (Hong Kong) Co., Limited (hereinafter referred to as “EFUNDHK”) was established in August 2008. It is a wholly-owned subsidiary of E Fund International Holdings Limited, which in turn is a wholly-owned subsidiary of E Fund Management Co., Limited (“EFUND”), and its objective is to strategically develop EFUND’s offshore business and investment capabilities. EFUNDHK expects to provide investment management or investment advisory services to SEC-registered investment companies and a range of institutional clients in the United States over time. EFUND was established in April 2001 as one of the first nation-wide fund management companies in China. As of December 2023, EFUND is one of the top three largest fund management companies in terms of mutual fund assets under management in China. “Mutual funds” as referenced herein do not refer to SEC-registered mutual funds. If SEC- registered mutual funds are referenced herein, they will be referred to as SEC-registered investment companies, unless otherwise designated. EFUNDHK manages and advises over HKD 109.8 billion in assets for both retail and institutional clients in multiple jurisdictions. Types of Advisory Services EFUNDHK provides discretionary investment management, investment advisory and related support services within and outside the United States to a wide-range of institutional

clients, including foundations/charities, pooled investment vehicles and corporations. In addition to its registration with the SEC, EFUNDHK is licensed and regulated by the Securities and Futures Commission in Hong Kong to carry on regulated activities of the following types:  Type 1 (dealing in securities – distribution of collective investment schemes)  Type 4 (advising on securities)  Type 9 (asset management) EFUNDHK is also licensed with the Central Bank of Ireland as the investment manager to manage Irish authorized collective investment schemes. In addition, EFUNDHK is licensed with the Korea Financial Investment Association, and the Australian Securities & Investments Commission. Investment Restrictions The goals and objectives for EFUNDHK’s clients are documented in investment management agreements/advisory agreements. Clients may impose restrictions on investing in certain securities or types of securities. With regards to any SEC-registered investment company that we advise, if any, the investment company is our client and we do not tailor investment advice to the individual needs of any of the underlying investors in the investment company. Wrap Fee Programs EFUNDHK does not participate in wrap programs. Assets Under Management EFUNDHK had $ 14,043,019,750 (USD) in discretionary assets under management related to its clients worldwide as of 31 December 2023.

E FUND MANAGEMENT (HONG KONG) CO., LIMITED

E FUND MANAGEMENT (HONG KONG) CO., LIMITED

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

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Top Holdings

Brochure Summary

Overview

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E FUND MANAGEMENT (HONG KONG) CO., LIMITED E FUND MANAGEMENT (HONG KONG) CO., LIMITED

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Top Holdings

Brochure Summary

Overview

E FUND MANAGEMENT (HONG KONG) CO., LIMITED

E FUND MANAGEMENT (HONG KONG) CO., LIMITED