Adviser Profile

As of Date 06/18/2025
Registration status Terminated
ADV Location FLORIDA, NY, United States
Contact Info 845 xxxxxxx
Websites
AUM* 97,100,154 -19%
of that, discretionary 97,100,154 -19%
Number of Employees 5
of those in investment advisory functions 1 -75%
Private Fund GAV* 0
Avg Account Size 208,369 3%
% High Net Worth 3.19% -5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

Reported AUM

124M 107M 89M 71M 53M 36M 18M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary