Adviser Profile

As of Date 08/14/2026
Registration SEC, Approved, 11/12/2013
Other registrations (1)
ADV Location ROCHESTER, NY, United States
Contact Info 585 xxxxxxx
Websites
AUM* 99,876,488 26%
of that, discretionary 99,876,488 26%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 477,878 30%
% High Net Worth 67.21% 10%
SMA’s Yes
Private Funds 0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

100M 86M 71M 57M 43M 29M 14M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary