Adviser Profile

As of Date 09/25/2026
Registration SEC, Approved, 04/19/1991
ADV Location LOCKPORT, NY, United States
Contact Info 716 xxxxxxx
Websites
AUM* 5,810,307 -78%
of that, discretionary 5,810,307 -78%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 103,755 -52%
% High Net Worth < 0.01% -100%
SMA’s Yes
Private Funds 0

Adviser Type

- No longer eligible

Client Types

- Individuals (other than high net worth individuals)

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

70M 60M 50M 40M 30M 20M 10M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary