Adviser Profile

As of Date 03/20/2026
Registration SEC, Approved, 11/07/2003
ADV Location KETTERING, OH, United States
Contact Info 937 xxxxxxx
Websites
AUM* 179,344,301 21%
of that, discretionary 178,567,046 21%
Number of Employees 4
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 390,728 16%
% High Net Worth 22.83% -14%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

179M 153M 128M 102M 77M 51M 26M
2015 2016 2017 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary