Adviser Profile

As of Date 03/25/2026
Registration SEC, Approved, 10/04/2013
Other registrations (4)
ADV Location ROCKVILLE, MD, United States
Contact Info 301 xxxxxxx
Websites
AUM* 743,866,798 43%
of that, discretionary 743,866,798 43%
Number of Employees 12 33%
of those in investment advisory functions 7 17%
Private Fund GAV* 0
Avg Account Size 478,371 33%
% High Net Worth 63.13% 23%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

744M 638M 531M 425M 319M 213M 106M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name DANNIBLE & MCKEE, LLP Filing Date10/21/2025 Form ADV-E View Report
Accounting Firm Name DANNIBLE & MCKEE, LLP Filing Date11/22/2024 Form ADV-E View Report
Accounting Firm Name YOUNT, HYDE & BARBOUR, P.C. Filing Date07/29/2024 Form ADV-E View Report
Accounting Firm Name YOUNT, HYDE & BARBOUR, P.C. Filing Date10/27/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker87283Q826 Stock NameT. Rowe Price Small-Mid Cap ETF $ Position$33,682,159 % Position6.00% $ Change24.00% # Change4.00%
Stck Ticker46641Q134 Stock NameJPMorgan International Research Enhanced Equity ETF $ Position$28,852,280 % Position5.00% $ Change14.00% # Change4.00%
Stck Ticker31609A503 Stock NameFidelity Enhanced Mid Cap ETF $ Position$27,061,442 % Position5.00% $ Change2249.00% # Change1981.00%
Stck Ticker24703L202 Stock NameDell Technologies Inc $ Position$26,008,409 % Position4.00% $ Change148.00% # Change-6.00%
Stck Ticker11135F101 Stock NameBroadcom Inc $ Position$17,270,551 % Position3.00% $ Change25.00% # Change2.00%
Stck Ticker053807103 Stock NameAvnet Inc $ Position$15,644,755 % Position3.00% $ Change50.00% # Change4.00%
Stck Ticker482480100 Stock NameKLA Corp $ Position$16,032,304 % Position3.00% $ Change91.00% # Change833.00%
Stck Ticker922908736 Stock NameVanguard Growth Index Fund ETF $ Position$16,561,088 % Position3.00% $ Change24.00% # Change530.00%
Stck Ticker46641Q837 Stock NameJPMorgan Ultra-Short Income ETF $ Position$14,107,361 % Position2.00% $ Change21.00% # Change21.00%
Stck Ticker922042858 Stock NameVanguard Emerging Markets Stock ETF $ Position$14,685,411 % Position2.00% $ Change17.00% # Change6.00%

Brochure Summary