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Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 10/21/2013
ADV Location NEWPORT BEACH, CA, United States
Contact Info 949 xxxxxxx
Websites
AUM* 1,607,611,425 -7%
of that, discretionary 1,317,671,625 -5%
Number of Employees 29 7%
of those in investment advisory functions 14 17%
Private Fund GAV* 238,556,758 1267%
Avg Account Size 64,304,457 -15%
SMA’s Yes
Private Funds 15 14

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles
- State or municipal government entities

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

1B 1B 994M 795M 596M 398M 199M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name BAKER TILLY US, LLC Filing Date10/09/2025 Form ADV-E View Report
Accounting Firm Name BAKER TILLY US, LLP Filing Date01/06/2025 Form ADV-E View Report
Accounting Firm Name BAKER TILLY US, LLC Filing Date10/19/2023 Form ADV-E View Report

Private Funds Structure

Count GAV
{{ TypeColumnLabel }} {{ item.FundType }} Count{{ formatCount(item.FundsCount) }} GAV{{ formatGAV(item.AUM) }}

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Brochure Summary