9AT: ROSE SMART GROWTH INVESTMENT ADVISORS, LLC

other names

ROSE SMART GROWTH INVESTMENT ADVISORS, LLC

Adviser Profile

As of Date	03/26/2025
ADV Location	NEW YORK, NY, United States
Adviser Type - Large advisory firm
Number of Employees	49 -20%
of those in investment advisory functions	49 -20%
Registration	SEC, Approved, 03/21/2012

AUM^*	1,906,291,983 -6%
of that, discretionary	1,906,291,983 5%
Private Fund GAV^*	89,740,840 -1%
Avg Account Size	272,327,426 -25%
SMA’s	No
Private Funds	3 2
Contact Info	917 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeReal Estate Fund	Count1	GAV$89,740,840
Fund TypeOther Private Fund	Count2	GAV$

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser HOMESTEAD CAPITAL USA, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund1.6b	Securitized Asset Fund-	Venture Capital Fund-	Other Fund500.0m	Total Private Fund GAV2.1b	AUM1.6b	#Funds7
Adviser UNISON INVESTMENT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund1.7b	Securitized Asset Fund-	Venture Capital Fund-	Other Fund100.0m	Total Private Fund GAV1.8b	AUM1.7b	#Funds5
Adviser AEGON REAL ASSETS US	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund53.7m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV53.7m	AUM512.9m	#Funds3
Adviser MARBLE CAPITAL LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund29.1m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV29.1m	AUM2.8b	#Funds2
Adviser WHITMAN/PETERSON, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund2.0b	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.0b	AUM2.0b	#Funds8
Adviser EVERSOURCE WEALTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund9.4m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV9.4m	AUM5.1b	#Funds1
Adviser DLJ REAL ESTATE CAPITAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund853.0m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV853.0m	AUM853.0m	#Funds17
Adviser BLACKROCK REALTY ADVISORS INC	Hedge Fund57.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund47.6m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV105.1m	AUM1.6b	#Funds5
Adviser RESMARK EQUITY PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund2.0b	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.0b	AUM2.0b	#Funds16
Adviser ZIONS CAPITAL ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5b	#Funds-

Brochure Summary

Overview

Rose Smart Growth Investment Advisors, LLC (“RSGIA” or “we”) was established on June 1, 2005. RSGIA is an affiliate of Rose Companies Holdings LLC (“Rose Companies”), a Delaware limited liability company, and is majority owned by Jonathan F.P. Rose, along with three additional partners: Nathan Taft, Christopher Edwards, and Brandon Kearse. RSGIA was formerly known as Rose Smart Growth Management I, L.L.C. We are an investment advisor engaging in two lines of business: (i) we act as contractual manager to pooled investment vehicles, such as limited partnerships, limited liability companies and real estate investment trusts or REITs (“Funds” or “Clients”). Affiliates of RSGIA generally act as the general partner/managing member of the Funds. RSGIA’s Funds invest in portfolios comprised principally of multifamily and office properties throughout the United States. Investment opportunities are offered privately to institutional, high-net-worth, and foreign investors. Each investor in the Funds is required to be an accredited investor pursuant to Regulation D under the Securities Act of 1933, as amended (the “Securities Act”). In addition, RSGIA pooled investment

vehicles qualify under Section 3(c)(1) or Section 3(c)(5) of the Investment Company Act of 1940, as amended (the “Investment Company Act”). Pooled investment vehicles are not tailored to meet the individualized investment needs of any particular investor. An investment in a pooled investment vehicle does not create a client-adviser relationship between RSGIA and an underlying investor. RSGIA offers a full range of real estate investment advisory services, including, but not limited to, acquisitions, financing, asset management, greening and dispositions. We tailor our advisory services to the specific investment objectives and restrictions of each Fund as set forth in the Fund’s governing documents. RSGIA’s advice is limited to U.S. real estate investments. All investors should refer to the relevant Fund’s offering documents in conjunction with this brochure for complete information on investment objectives, fees, strategies, and restrictions. There is no assurance that Funds will meet their performance objectives. As of December 31, 2023, RSGIA managed approximately $2,028,962,138 of assets, all on a discretionary basis.

ROSE SMART GROWTH INVESTMENT ADVISORS, LLC

Adviser Profile

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Compensation Arrangments

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Brochure Summary

Overview