Adviser Profile

As of Date 07/02/2026
Registration SEC, Approved, 09/06/2013
ADV Location GERMANTOWN, MD, United States
Contact Info 301 xxxxxxx
Websites
AUM* 156,182,000 5%
of that, discretionary 141,631,000 -2%
Number of Employees 2 100%
of those in investment advisory functions 2 100%
Private Fund GAV* 0
Avg Account Size 524,101 7%
% High Net Worth 55.65% 3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

150M 129M 107M 86M 64M 43M 21M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46434V878 Stock NameISHARES TR $ Position$16,528,538 % Position12.00% $ Change # Change
Stck Ticker69374H303 Stock NamePACER FDS TR $ Position$10,989,915 % Position8.00% $ Change # Change
Stck Ticker69374H105 Stock NamePACER FDS TR $ Position$11,670,528 % Position8.00% $ Change30.00% # Change15.00%
Stck Ticker53656F599 Stock NameLISTED FDS TR $ Position$11,454,288 % Position8.00% $ Change # Change
Stck Ticker92204A702 Stock NameVANGUARD WORLD FD $ Position$10,225,590 % Position7.00% $ Change108.00% # Change846.00%
Stck Ticker46641Q654 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$7,200,333 % Position5.00% $ Change273.00% # Change272.00%
Stck Ticker46138E339 Stock NameINVESCO EXCH TRADED FD TR II $ Position$4,994,791 % Position4.00% $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$4,906,727 % Position3.00% $ Change-57.00% # Change-68.00%
Stck Ticker92189F528 Stock NameVANECK ETF TRUST $ Position$4,492,002 % Position3.00% $ Change # Change
Stck Ticker78468R101 Stock NameSPDR SERIES TRUST $ Position$4,671,416 % Position3.00% $ Change-43.00% # Change-43.00%

Brochure Summary