Overview
Moreton Asset Management, LLC (MAM) is a Limited Liability Company headquartered in the State of Utah.
MAM became a State Registered Investment Advisory firm in October of 2004, and an SEC-registered Investment
Advisory firm in May of 2013. MAM does advisory business in Arizona, Colorado, Idaho, Montana, Nevada,
Utah, Washington, and Wyoming.
MAM’s principal owners are William R. Moreton, Jason Williams, and Andy Robbins.
About Our Referral Services
MAM has referral agreements with Cambridge Investment Research, Inc. (“Cambridge”) and Independent
Financial Partners (“IFP”). MAM refers clients to these firms for financial services not offered by MAM and
occasionally receives client referrals from these companies. This referral arrangement presents a conflict of
interest.
Clients referred to these advisers make the decision concerning what advisor or advisory firm is best qualified to
meet their financial needs. In addition, referred clients can impose restrictions on investing in certain securities or
types of securities.
About our Asset Management Services
MAM offers investment advice and management services on a discretionary basis for client funds, based on the
individual needs of the client.
MAM offers individually customized fixed income asset
management services to corporate, municipal, and
governmental institutions. Portfolio managers meet with prospective clients to determine investment objectives,
risk tolerances, liquidity requirements, and overall investment needs. Investments may include any or all the
following:
Commercial paper and corporate demand note programs
Money market funds
Corporate debt securities
Municipal bonds
Certificates of Deposit
United States government securities,
Government Agency and mortgage-backed securities
Preferred stocks
Mutual Funds (fixed income and equity, including equity index funds)
Clients can place restrictions on investments made by MAM.
Additionally, MAM offers a Wrap Fee program where the Client is charged one all-inclusive fee. The all-inclusive
fee may include expenses associated with security transactions, custody services, administrative or managerial
expenses, etc. The one flat fee “wraps” all these expenses into one fee, charged monthly, quarterly, or annually.
MAM receives a portion of this fee.
As of December 31, 2022, MAM had $3.6 billion in regulatory assets under management. As of that date, MAM
managed all Client assets on a discretionary basis and $0 on a non-discretionary basis.
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