Adviser Profile

As of Date 03/23/2026
Registration SEC, Approved, 08/06/1999
ADV Location HERMOSA BEACH, CA, United States
Contact Info 424 xxxxxxx
Websites
AUM* 84,061,832 -4%
of that, discretionary 84,061,832 -4%
Number of Employees 3 -40%
of those in investment advisory functions 3 -25%
Private Fund GAV* 0
Avg Account Size 28,020,611 28%
SMA’s No
Private Funds 0

Adviser Type

- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

224M 192M 160M 128M 96M 64M 32M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees