Adviser Profile

As of Date 01/03/2026
Registration SEC, Approved, 05/06/2013
Contact Info 914 xxxxxxx
AUM* 46,485,000 14%
of that, discretionary 46,485,000 14%
Number of Employees 2
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 845,182 14%
% High Net Worth 52.00%
SMA’s Yes
Private Funds 0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- Hourly charges

Reported AUM

55M 47M 39M 32M 24M 16M 8M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees