Adviser Profile

As of Date 06/01/2026
Registration SEC, Approved, 04/16/2013
ADV Location AUBURN, NY, United States
Contact Info 315 xxxxxxx
Websites
AUM* 420,339,749 28%
of that, discretionary 415,149,973 29%
Number of Employees 4
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 274,552 24%
% High Net Worth 21.18% 36%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

415M 356M 297M 237M 178M 119M 59M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker808524102 Stock NameSCHWAB STRATEGIC TR $ Position$30,490,801 % Position10.00% $ Change-25.00% # Change-35.00%
Stck Ticker33734Y109 Stock NameFIRST TR EXCHANGE-TRADED ALP $ Position$23,648,602 % Position7.00% $ Change193.00% # Change142.00%
Stck Ticker33734X176 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$23,430,778 % Position7.00% $ Change28.00% # Change-6.00%
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$17,717,835 % Position6.00% $ Change1060.00% # Change899.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$16,017,865 % Position5.00% $ Change38.00% # Change8.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$12,433,605 % Position4.00% $ Change15.00% # Change1.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$9,412,454 % Position3.00% $ Change45.00% # Change26.00%
Stck Ticker53656G498 Stock NameLISTED FDS TR $ Position$5,238,392 % Position2.00% $ Change # Change
Stck Ticker78433H675 Stock NameNEOS ETF TRUST $ Position$6,571,767 % Position2.00% $ Change3076.00% # Change2679.00%
Stck Ticker007903107 Stock NameADVANCED MICRO DEVICES INC $ Position$6,574,739 % Position2.00% $ Change229.00% # Change15.00%