other names
  • BAXTER INVESTMENT MANAGEMENT
  • BAXTER BROTHERS INC.

Adviser Profile

As of Date 03/11/2026
ADV Location RIVERSIDE, CT, United States
Adviser Type - Large advisory firm
Number of Employees 7
of those in investment advisory functions 5
Registration SEC, Approved, 05/01/1959
Other registrations (1)
AUM* 1,165,631,297 27%
of that, discretionary 1,165,631,297 27%
Private Fund GAV* 0
Avg Account Size 1,102,773 19%
% High Net Worth 49.78% 6%
SMA’s Yes
Private Funds 0
Contact Info 203 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

858M 735M 613M 490M 368M 245M 123M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker084670702 Stock NameBERKSHIRE HATHAWAY INC DEL $ Position$68,689,636 % Position8.00% $ Change0.00% # Change0.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$63,144,153 % Position7.00% $ Change-8.00% # Change-2.00%
Stck Ticker461202103 Stock NameINTUIT $ Position$39,833,364 % Position5.00% $ Change-3.00% # Change0.00%
Stck Ticker30231G102 Stock NameEXXON MOBIL CORP $ Position$33,165,506 % Position4.00% $ Change6.00% # Change-1.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$37,965,093 % Position4.00% $ Change13.00% # Change-12.00%
Stck Ticker92826C839 Stock NameVISA INC $ Position$32,809,571 % Position4.00% $ Change0.00% # Change-3.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$30,202,956 % Position3.00% $ Change16.00% # Change-10.00%
Stck Ticker025816109 Stock NameAMERICAN EXPRESS CO $ Position$28,994,091 % Position3.00% $ Change8.00% # Change-3.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC $ Position$25,119,065 % Position3.00% $ Change-11.00% # Change-1.00%
Stck Ticker907818108 Stock NameUNION PAC CORP $ Position$22,005,703 % Position3.00% $ Change-4.00% # Change-2.00%

Brochure Summary