Adviser Profile

As of Date 07/01/2026
Registration SEC, Approved, 04/15/2013
Other registrations (6)
ADV Location FARGO, ND, United States
Contact Info 701 xxxxxxx
Websites
AUM* 228,127,843 34%
of that, discretionary 212,801,254 35%
Number of Employees 2 -33%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 216,852 21%
% High Net Worth 13.82% 34%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

213M 182M 152M 122M 91M 61M 30M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker808524763 Stock NameSCHWAB STRATEGIC TR $ Position$22,982,192 % Position11.00% $ Change20.00% # Change2.00%
Stck Ticker464287101 Stock NameISHARES TR $ Position$21,843,796 % Position11.00% $ Change15.00% # Change0.00%
Stck Ticker46137V357 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$21,095,885 % Position11.00% $ Change10.00% # Change-1.00%
Stck Ticker808524771 Stock NameSCHWAB STRATEGIC TR $ Position$19,263,476 % Position10.00% $ Change23.00% # Change10.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$18,970,427 % Position9.00% $ Change12.00% # Change1.00%
Stck Ticker464287176 Stock NameISHARES TR $ Position$10,249,897 % Position5.00% $ Change0.00% # Change1.00%
Stck Ticker464287127 Stock NameISHARES TR $ Position$10,448,227 % Position5.00% $ Change16.00% # Change1.00%
Stck Ticker464288646 Stock NameISHARES TR $ Position$10,933,821 % Position5.00% $ Change1.00% # Change1.00%
Stck Ticker808524730 Stock NameSCHWAB STRATEGIC TR $ Position$7,079,711 % Position4.00% $ Change5.00% # Change1.00%
Stck Ticker09661T404 Stock NameBNY MELLON ETF TRUST $ Position$7,149,804 % Position4.00% $ Change9.00% # Change1.00%