9AT: ERGUS ASSET MANAGEMENT LTD.

Adviser Profile

As of Date	09/19/2026
Registration status	Terminated
ADV Location	NASSAU, Bahamas, The
Contact Info	242 xxxxxxx

AUM^*	0
of that, discretionary	0
Number of Employees	6
of those in investment advisory functions	3
Private Fund GAV^*	0
SMA’s	No
Private Funds	0

Adviser Type

- Outside the United States

Client Types

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SUMMIT CAPITAL SOLUTIONS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser BFINANCE US LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser ACHIEVE WEALTH PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser KOBO RETIREMENT STRATEGIES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser GREENLIGHT INVESTMENT ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser SOOTCHY SECURITIES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser OPTION RESEARCH & TECHNOLOGY SERVICES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser CEDARGOLD CONSULTING INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser DEMARCHE	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser CT FINANCIAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-

Brochure Summary

Overview

Advisory Business Ergus Asset Management Ltd. (“ERGUS” or “Advisor”) became an SEC-registered investment adviser in 2013 and has its principal place of business in Nassau, New Providence, The Bahamas. EA Holdings Ltd. is the firm’s sole shareholder. ERGUS offers the following advisory services to clients. INDIVIDUAL PORTFOLIO MANAGEMENT Our firm offers continuous advice to clients regarding the investment of client funds based on the specific needs of each client. Through personal discussions in which goals and objectives based on a client's particular circumstances are established, we develop a client's personal investment policy and create and manage a portfolio based on that policy. During our data-gathering process, we determine the client’s individual objectives, time horizons, risk tolerance, and liquidity needs. As appropriate, we also review and discuss a client's prior investment history, as well as family composition and background. We will manage these advisory accounts on a discretionary or non-discretionary basis. Account supervision is guided by the client's stated objectives (i.e., maximum capital appreciation, growth, income, or growth and income), as well as tax considerations. Clients may impose reasonable restrictions on investing in certain securities, types of securities, or industry sectors. Our investment recommendations are not limited to any specific product or service offered by a broker-dealer or insurance company and will generally

include advice regarding the following securities: ▪ Exchange-listed securities ▪ Foreign issuers ▪ Corporate debt securities ▪ Certificates of deposit ▪ Mutual fund shares ▪ Securities traded over-the-counter ▪ Warrants ▪ Commercial paper ▪ Municipal securities ▪ United States governmental securities ▪ Mortgage backed securities Because some types of investments involve certain additional degrees of risk, they will only be implemented/recommended when suitable to the client's stated investment objectives, tolerance for risk and liquidity. POOLED INVESTMENT VEHICLES ERGUS may also sponsor and/or act as investment manager or subadviser to one or more pooled investment vehicles in the future, which may be private funds or funds registered with the Securities Commission of The Bahamas. We will make necessary amendments to this Disclosure Brochure to provide appropriate information regarding any such engagement in the future, as applicable. Disclosures regarding investment management services provided to any such pooled investment vehicles do not constitute an offer to invest. Prospective investors should refer to the appropriate fund offering and organizational documents for important additional information and considerations, including the risks of making such an investment. AMOUNT OF MANAGED ASSETS As of December 31, 2023, we were not yet actively managing any client assets on a discretionary or non- discretionary basis.

ERGUS ASSET MANAGEMENT LTD.

ERGUS ASSET MANAGEMENT LTD.

CFAL SECURITIES INTERNATIONAL LTD.

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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ERGUS ASSET MANAGEMENT LTD. ERGUS ASSET MANAGEMENT LTD. CFAL SECURITIES INTERNATIONAL LTD.

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

ERGUS ASSET MANAGEMENT LTD.

ERGUS ASSET MANAGEMENT LTD.

CFAL SECURITIES INTERNATIONAL LTD.