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Adviser Profile

As of Date 01/08/2026
Registration SEC, Approved, 01/29/2013
ADV Location SARATOGA SPRINGS, NY, United States
Contact Info 866 xxxxxxx
AUM* 298,756,272 -10%
of that, discretionary 114,717,010 7%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 784,137 5%
% High Net Worth 16.76% 17%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

189M 162M 135M 108M 81M 54M 27M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees