Adviser Profile

As of Date 05/22/2026
Registration SEC, Approved, 05/12/2012
ADV Location CEDARHURST, NY, United States
Contact Info 718 xxxxxxx
AUM* 430,971,085 41%
of that, discretionary 428,580,236 40%
Number of Employees 4
of those in investment advisory functions 2 100%
Private Fund GAV* 0
Avg Account Size 443,843 43%
% High Net Worth 17.31% 23%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

Reported AUM

429M 367M 306M 245M 184M 122M 61M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary