Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 03/28/2012
Other registrations (1)
ADV Location TUSTIN, CA, United States
Contact Info 714 xxxxxxx
Websites
AUM* 1,106,044,439 38%
of that, discretionary 1,045,058,761 43%
Number of Employees 22 69%
of those in investment advisory functions 12 9%
Private Fund GAV* 0
Avg Account Size 277,065 22%
% High Net Worth 39.85% -7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

1B 896M 746M 597M 448M 299M 149M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker921937835 Stock NameVANGUARD BD INDEX FDS $ Position$91,647,843 % Position11.00% $ Change-4.00% # Change-4.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$65,890,256 % Position8.00% $ Change15.00% # Change4.00%
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$45,812,130 % Position6.00% $ Change19.00% # Change3.00%
Stck Ticker808524409 Stock NameSCHWAB STRATEGIC TR $ Position$38,203,507 % Position5.00% $ Change18.00% # Change4.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$42,069,494 % Position5.00% $ Change19.00% # Change7.00%
Stck Ticker922042858 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$32,572,905 % Position4.00% $ Change16.00% # Change5.00%
Stck Ticker922908736 Stock NameVANGUARD INDEX FDS $ Position$35,161,535 % Position4.00% $ Change23.00% # Change522.00%
Stck Ticker92203J407 Stock NameVANGUARD CHARLOTTE FDS $ Position$22,620,262 % Position3.00% $ Change-3.00% # Change-4.00%
Stck Ticker375558103 Stock NameGILEAD SCIENCES INC $ Position$22,195,084 % Position3.00% $ Change2.00% # Change13.00%
Stck Ticker46435G326 Stock NameISHARES TR $ Position$23,133,392 % Position3.00% $ Change12.00% # Change6.00%

Brochure Summary