Adviser Profile

As of Date:

03/25/2024

Adviser Type:

- Large advisory firm

Number of Employees:

19 11.76%

of those in investment advisory functions:

16 14.29%

Registration:

SEC, Approved, 3/30/2012

AUM:

2,063,636,874 7.71%

of that, discretionary:

2,063,636,874 7.71%

Private Fund GAV:

2,063,636,874 7.71%

Avg Account Size:

412,727,375 29.25%

SMA’s:

Private Funds:

5 1

Contact Info

201 xxxxxxx

Websites :

Client Types:

+

Advisory Activities:

+

Compensation Arrangments:

+

Reported AUM

Discretionary

Non-discretionary

2B 2B 1B 1B 821M 547M 274M

2015 2016 2017 2018 2019 2020 2021 2022 2023

Recent News

Pie Radar GAV Count

Private Funds Structure

Fund Type	Count	GAV
Private Equity Fund	5	$2,063,636,874

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GLOUSTON CAPITAL PARTNERS, LLC	-	-	1.9b	-	-	-	-	1.9b	1.9b	17
NONANTUM CAPITAL PARTNERS	-	-	1.4b	-	-	-	-	1.4b	1.4b	10
CALERA CAPITAL ADVISORS, LP	-	-	2.6b	-	-	-	-	2.6b	2.6b	11
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INSIGNEO ADVISORY SERVICES, LLC	-	-	18.8m	-	-	-	-	18.8m	3.1b	1
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Private Funds

GAV Count

Employees

Brochure Summary

Overview

DFW Capital Management, LLC ("DFW" or the "Firm"), provides investment advisory, administrative and related services to private equity investment funds (the "Funds" or "Fund"). DFW focuses primarily on lower middle market investments in healthcare, business and industrial services and specialty pharmaceuticals. The Firm was established in 1994 and is majority owned by DFW Holdings, LP. The principal owners with voting rights of DFW Holdings, LP are Keith W. Pennell, Brett L. Prager, Brian Tilley and Douglas Gilbert, their interests being held through DFW Holdings, LP's majority owner DFW Holdings-GP, LLC. As used in this brochure, the words "DFW", "we", "our", and "us" refer to DFW Capital Management, LLC, DFW IV-Continuation GP, LLC, DFW V-GP,

LLC, DFW VI-GP, LLC, and DFW VII-GP, LLC. DFW provides portfolio management and administrative services to the Funds, including investigating, analyzing, structuring and negotiating potential investments, monitoring portfolio companies and advising the Funds as to disposition opportunities. Investment recommendations are communicated to the General Partners / Managing Members of the Funds. The General Partners / Managing Members of the Funds are ultimately responsible for all final investment decisions. The General Partners / Managing Members of the Funds are related persons under common control of DFW.
As of December 31, 2023, we provide continuous management services for $2,063,636,874 in client assets on a discretionary basis.