Adviser Profile

As of Date 10/21/2023
Registration status Terminated
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
AUM* 27,175,334 -2%
of that, discretionary 27,175,334 -2%
Number of Employees 3
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 13,587,667 -2%
SMA’s Yes
Private Funds 0

Adviser Type

- Mid-sized advisory firm

Client Types

- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

53M 45M 38M 30M 23M 15M 8M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

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Brochure Summary