9AT: OBERWEIS ASSET MANAGEMENT (HONG KONG) LIMITED

OBERWEIS ASSET MANAGEMENT (HONG KONG) LIMITED

OBERWEIS ASSET MANAGEMENT (HONG KONG) LIMITED

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 06/20/2018
ADV Location	CENTRAL, Hong Kong
Contact Info	852 xxxxxxx

AUM^*	51,769,772 13%
of that, discretionary	51,769,772 13%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	51,769,772 13%
SMA’s	No
Private Funds	0

Adviser Type

- Outside the United States
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

Reported AUM

122M 105M 87M 70M 52M 35M 17M

2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

The Company Oberweis Asset Management (Hong Kong) Limited ("OAMHK") is located in Hong Kong, and is wholly-owned by Oberweis Asset Management, Inc. ("Oberweis"), a registered U.S. investment adviser. OAMHK was established in 2018 and engages in research on Asian based companies, and currently serves as investment sub-adviser for clients of Oberweis, including the China Opportunities Fund, a series of The Oberweis Funds, a U.S. registered investment company. OAMHK is licensed by the Hong Kong Securities and Futures Commission to conduct asset management activities. Oberweis Culture OAMHK is a bottom-up, active manager that searches for what we believe are superior fundamental, growth, and valuation characteristics primarily in small and mid-capitalization equities globally. The investment team is led by Barry Wang. Teams are responsible for certain geographic areas. Teams employ disciplined and repeatable investment processes that focus on

situations in which our proprietary analysis varies positively and materially from the expectations of other investors. The OAMHK culture promotes an entrepreneurial spirit. The team operates in a non-bureaucratic environment that permits timely communication, processing of new information, and nimble decision-making. OAMHK portfolios are managed by a small team of professionals who are compensated for success and isolated from bureaucracy. Our People OAMHK is wholly-owned by Oberweis. Oberweis’ success starts with its people. Oberweis is 100% owned by its employees and the Oberweis family, with James W. Oberweis as the principal shareholder. Many senior professionals are also equity owners. Our Services OAMHK offers discretionary asset management services of equity securities in the Greater China region. As of December 31, 2023, total assets under management were $45,814,648, for all of which OAMHK has discretionary authority.