9AT: TOKIO MARINE ASSET MANAGEMENT (USA), LTD.

Adviser Profile

As of Date	04/13/2026
Registration	SEC, Approved, 03/23/2012
ADV Location	NEW YORK, NY, United States
Contact Info	212 xxxxxxx

AUM^*	1,210,110,140 -31%
of that, discretionary	1,210,110,140 9%
Number of Employees	16 14%
of those in investment advisory functions	14 27%
Private Fund GAV^*	0
Avg Account Size	134,456,682 -46%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ARMADA CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM89.9m	#Funds-
Adviser LS BDC ADVISER, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.0b	#Funds-
Adviser REVIVAL HEALTHCARE CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund964.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV964.3m	AUM964.3m	#Funds9
Adviser VARAGON CAPITAL PARTNERS, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund455.1m	Venture Capital Fund-	Other Fund2.3b	Total Private Fund GAV2.7b	AUM14.0b	#Funds13
Adviser LARAMAR MULTI-FAMILY VALUE MANAGER, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund212.4m	Securitized Asset Fund-	Venture Capital Fund141.6m	Other Fund-	Total Private Fund GAV495.6m	AUM1.9b	#Funds8
Adviser STOCKBRIDGE CAPITAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund6.3b	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV6.3b	AUM21.5b	#Funds10
Adviser MAINLINE INVESTMENT ADVISERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund112.2m	Real Estate Fund5.7m	Securitized Asset Fund-	Venture Capital Fund5.1m	Other Fund-	Total Private Fund GAV128.0m	AUM109.9m	#Funds10
Adviser ARMADILLO LITIGATION FUNDING LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund581.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV581.4m	AUM581.4m	#Funds5
Adviser FIDELIS CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund12.0m	Other Fund-	Total Private Fund GAV24.1m	AUM18.3m	#Funds1
Adviser ALIGNED CLIMATE CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund730.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV730.7m	AUM1.8b	#Funds7

Brochure Summary

Overview

TMAM USA provides sub-investment management, sub-investment advisory, or investment research/consulting services to certain Tokio Marine Asset Management Co., Ltd. (“TMAM”) clients based on the clients’ investment guidelines and restrictions communicated to TMAM USA by TMAM. TMAM USA does not interact directly with TMAM’s clients or their underlying investors. TMAM’s clients consist of the equivalent of offshore private funds and offshore managed accounts (collectively, “Clients”). Client assets are managed or advised by TMAM USA in accordance with the client’s respective sub-investment management agreement on a discretionary basis, or a sub-investment advisory agreement on a non-discretionary basis (each agreement referred to herein as “Investment Agreement”). Investment management and advisory services are provided to Client accounts with respect to the following strategies:
• Bond Overlay Strategy – Focuses on active investments in highly liquid financial

instruments including equities, fixed income and currencies of major developed countries to pursue stable absolute returns.
• Catastrophe Bond Strategy – Focuses on investments in catastrophe bonds of insurance linked securities for income gains.
• Global Alpha Strategy – Focuses on active investing pursuing a return of a benchmark with a specified excess return.
• Target Return Strategy – Focuses on making investments to achieve a stable target return without influence by particular security markets. TMAM USA also provides investment research/consulting services with respect to fixed income funds (including suggestions on derivatives use) and third-party hedge funds. TMAM USA was established in June 2000 and is wholly owned by TMAM. As of December 31, 2023, TMAM USA managed approximately $649,033,494 on a non-discretionary basis and approximately $1,106,829,056 on a discretionary basis on behalf of its Clients. Item 5 Fees and Compensation

TOKIO MARINE ASSET MANAGEMENT (USA), LTD.

TOKIO MARINE ASSET MANAGEMENT (USA), LTD.

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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TOKIO MARINE ASSET MANAGEMENT (USA), LTD. TOKIO MARINE ASSET MANAGEMENT (USA), LTD.

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

TOKIO MARINE ASSET MANAGEMENT (USA), LTD.

TOKIO MARINE ASSET MANAGEMENT (USA), LTD.