9AT: TOKIO MARINE ASSET MANAGEMENT (USA), LTD.

TOKIO MARINE ASSET MANAGEMENT (USA), LTD.

TOKIO MARINE ASSET MANAGEMENT (USA), LTD.

Adviser Profile

As of Date	04/13/2026
Registration	SEC, Approved, 03/23/2012
ADV Location	NEW YORK, NY, United States
Contact Info	212 xxxxxxx

AUM^*	1,210,110,140 -31%
of that, discretionary	1,210,110,140 9%
Number of Employees	16 14%
of those in investment advisory functions	14 27%
Private Fund GAV^*	0
Avg Account Size	134,456,682 -46%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

2B 1B 1B 981M 736M 490M 245M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

TMAM USA provides sub-investment management, sub-investment advisory, or investment research/consulting services to certain Tokio Marine Asset Management Co., Ltd. (“TMAM”) clients based on the clients’ investment guidelines and restrictions communicated to TMAM USA by TMAM. TMAM USA does not interact directly with TMAM’s clients or their underlying investors. TMAM’s clients consist of the equivalent of offshore private funds and offshore managed accounts (collectively, “Clients”). Client assets are managed or advised by TMAM USA in accordance with the client’s respective sub-investment management agreement on a discretionary basis, or a sub-investment advisory agreement on a non-discretionary basis (each agreement referred to herein as “Investment Agreement”). Investment management and advisory services are provided to Client accounts with respect to the following strategies:
• Bond Overlay Strategy – Focuses on active investments in highly liquid financial

instruments including equities, fixed income and currencies of major developed countries to pursue stable absolute returns.
• Catastrophe Bond Strategy – Focuses on investments in catastrophe bonds of insurance linked securities for income gains.
• Global Alpha Strategy – Focuses on active investing pursuing a return of a benchmark with a specified excess return.
• Target Return Strategy – Focuses on making investments to achieve a stable target return without influence by particular security markets. TMAM USA also provides investment research/consulting services with respect to fixed income funds (including suggestions on derivatives use) and third-party hedge funds. TMAM USA was established in June 2000 and is wholly owned by TMAM. As of December 31, 2023, TMAM USA managed approximately $649,033,494 on a non-discretionary basis and approximately $1,106,829,056 on a discretionary basis on behalf of its Clients. Item 5 Fees and Compensation