Adviser Profile

AUM* 775,151,544 31%
of that, discretionary 775,151,544 31%
Number of Employees 122 16%
of those in investment advisory functions 107 26%
Private Fund GAV* 0
Avg Account Size 87,459 -4%
% High Net Worth 3.35% 313%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

775M 664M 554M 443M 332M 221M 111M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46092D749 Stock NameINVESTMENT MANAGERS SER TR I $ Position$145,509,843 % Position30.00% $ Change # Change
Stck Ticker74347R206 Stock NamePROSHARES TR $ Position$48,738,078 % Position10.00% $ Change # Change
Stck Ticker46138G649 Stock NameINVESCO EXCH TRADED FD TR II $ Position$36,564,844 % Position8.00% $ Change # Change
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$30,474,870 % Position6.00% $ Change # Change
Stck Ticker97717Y527 Stock NameWISDOMTREE TR $ Position$22,834,612 % Position5.00% $ Change # Change
Stck Ticker00326A104 Stock NameETFS GOLD TR $ Position$20,033,399 % Position4.00% $ Change # Change
Stck Ticker74347R305 Stock NamePROSHARES TR $ Position$16,695,365 % Position3.00% $ Change # Change
Stck Ticker78433H501 Stock NameNEOS ETF TRUST $ Position$10,870,563 % Position2.00% $ Change # Change
Stck Ticker74347R107 Stock NamePROSHARES TR $ Position$10,959,491 % Position2.00% $ Change # Change
Stck Ticker78468R200 Stock NameSPDR SERIES TRUST $ Position$2,438,107 % Position1.00% $ Change # Change

Brochure Summary