Adviser Profile

As of Date 02/04/2026
Registration SEC, Approved, 11/28/2011
ADV Location WHEATON, IL, United States
Contact Info 630 xxxxxxx
Websites
AUM* 597,943,509 55%
of that, discretionary 597,943,509 55%
Number of Employees 5 -17%
of those in investment advisory functions 4 -20%
Private Fund GAV* 0
Avg Account Size 74,742,939 55%
SMA’s Yes
Private Funds 0

Adviser Type

- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

3B 3B 2B 2B 1B 857M 428M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker66538H666 Stock NameNORTHERN LIGHTS FUND TRUST IV FRMLAFOLIOS TATL ETF $ Position$30,838 % Position10.30% $ Change # Change
Stck Ticker233051432 Stock NameDBX ETF TRUST XTRACK USD HIGH ETF $ Position$28,160 % Position9.40% $ Change # Change
Stck Ticker808524508 Stock NameSCHWAB STRATEGIC TR US MID-CAP ETF $ Position$19,184 % Position6.41% $ Change # Change
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST PORTFOLIO S&P 500 ETF $ Position$16,511 % Position5.51% $ Change # Change
Stck Ticker921937835 Stock NameVANGUARD TOTAL BND MRKT ETF $ Position$14,964 % Position5.00% $ Change # Change
Stck Ticker78464A409 Stock NameSPDR SERIES TRUST PRTFLO S&P500 GW ETF $ Position$11,338 % Position3.79% $ Change # Change
Stck Ticker464287804 Stock NameISHARES TRUST CORE S&P SCP ETF $ Position$10,637 % Position3.55% $ Change # Change
Stck Ticker464288638 Stock NameISHARES TRUST 5-10 YEAR INVESTMENT GRADE $ Position$9,259 % Position3.09% $ Change # Change
Stck Ticker92206C409 Stock NameVANGUARD SHRT TRM CORP BD ETF $ Position$8,738 % Position2.92% $ Change # Change
Stck Ticker78463X889 Stock NameSPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF $ Position$8,079 % Position2.70% $ Change # Change