Adviser Profile

As of Date 07/30/2026
Registration SEC, Approved, 04/01/2020
ADV Location WALNUT, CA, United States
Contact Info 626 xxxxxxx
Websites
AUM* 203,450,744 21%
of that, discretionary 203,450,744 21%
Number of Employees 21 -38%
of those in investment advisory functions 8 -27%
Private Fund GAV* 0
Avg Account Size 50,862,686 21%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

294M 252M 210M 168M 126M 84M 42M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary