Adviser Profile

As of Date 01/10/2026
Registration SEC, Approved, 07/22/2011
Other registrations (2)
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 120,945,234 28%
of that, discretionary 120,945,234 28%
Number of Employees 1
of those in investment advisory functions 1 100%
Private Fund GAV* 0
Avg Account Size 653,758 24%
% High Net Worth 84.00% -1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

121M 104M 86M 69M 52M 35M 17M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker92206C409 Stock NameVANGUARD SCOTTSDALE FDS $ Position$24,103,851 % Position21.00% $ Change-1.00% # Change-1.00%
Stck Ticker464288646 Stock NameISHARES TR $ Position$20,105,271 % Position18.00% $ Change0.00% # Change0.00%
Stck Ticker808524409 Stock NameSCHWAB STRATEGIC TR $ Position$19,331,157 % Position17.00% $ Change12.00% # Change-1.00%
Stck Ticker97717W851 Stock NameWISDOMTREE TR $ Position$12,946,253 % Position11.00% $ Change6.00% # Change-3.00%
Stck Ticker922908611 Stock NameVANGUARD INDEX FDS $ Position$10,266,432 % Position9.00% $ Change10.00% # Change-1.00%
Stck Ticker92189H300 Stock NameVANECK ETF TRUST $ Position$6,529,787 % Position6.00% $ Change # Change
Stck Ticker92206C870 Stock NameVANGUARD SCOTTSDALE FDS $ Position$4,660,055 % Position4.00% $ Change-2.00% # Change-2.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$1,718,233 % Position2.00% $ Change19.00% # Change-5.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$2,487,167 % Position2.00% $ Change14.00% # Change0.00%
Stck Ticker81369Y308 Stock NameSELECT SECTOR SPDR TR $ Position$1,815,080 % Position2.00% $ Change1.00% # Change0.00%