Adviser Profile

As of Date 02/02/2026
Registration SEC, Approved, 06/27/2011
ADV Location DALLAS, TX, United States
Contact Info 972 xxxxxxx
Websites
AUM* 396,337,714 15%
of that, discretionary 387,018,229 13%
Number of Employees 3
of those in investment advisory functions 3 50%
Private Fund GAV* 0
Avg Account Size 1,991,647 19%
% High Net Worth 46.98% 10%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

387M 332M 276M 221M 166M 111M 55M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary