Adviser Profile

AUM* 329,584,543 17%
of that, discretionary 267,052,054 41%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 642,465 21%
% High Net Worth 66.41% -7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

267M 229M 191M 153M 114M 76M 38M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$24,185,728 % Position13.00% $ Change7.00% # Change-1.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$20,296,997 % Position11.00% $ Change2.00% # Change0.00%
Stck Ticker921946406 Stock NameVANGUARD WHITEHALL FDS $ Position$17,202,885 % Position9.00% $ Change3.00% # Change-3.00%
Stck Ticker27828Y108 Stock NameEATON VANCE TAX-MANAGED BUY- $ Position$14,266,074 % Position8.00% $ Change-1.00% # Change-2.00%
Stck Ticker464287614 Stock NameISHARES TR $ Position$10,723,803 % Position6.00% $ Change0.00% # Change288.00%
Stck Ticker92204A504 Stock NameVANGUARD WORLD FD $ Position$9,896,398 % Position5.00% $ Change7.00% # Change-3.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$7,851,525 % Position4.00% $ Change22.00% # Change2.00%
Stck Ticker81369Y886 Stock NameSELECT SECTOR SPDR TR $ Position$6,733,106 % Position4.00% $ Change-5.00% # Change0.00%
Stck Ticker464288760 Stock NameISHARES TR $ Position$7,456,952 % Position4.00% $ Change11.00% # Change9.00%
Stck Ticker38149W630 Stock NameGOLDMAN SACHS ETF TR $ Position$4,431,249 % Position2.00% $ Change16.00% # Change10.00%

Brochure Summary