Adviser Profile

AUM* 1,943,575,771 -25%
of that, discretionary 439,914,012 -16%
Number of Employees 21 -9%
of those in investment advisory functions 15 -6%
Private Fund GAV* 0
Avg Account Size 18,164,260 -8%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Banking or thrift institutions

Advisory Activities

- Portfolio management for businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

2B 2B 2B 1B 966M 644M 322M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ERNST & YOUNG Filing Date06/03/2025 Form ADV-E View Report
Accounting Firm Name ERNST & YOUNG Filing Date06/14/2024 Form ADV-E View Report
Accounting Firm Name ERNST & YOUNG Filing Date08/31/2023 Form ADV-E View Report

Brochure Summary