Firm Overview Advyzon Investment Management, LLC is a registered investment adviser registered with the United States Securities and Exchange Commission. We are a limited liability company organized in the State of Delaware in February 2022, and a wholly-owned subsidiary of YHLSoft, Inc. Hailin Li is a majority owner of YHLSoft, Inc., and is therefore an indirect owner of more than 25% of our firm. YHLSoft, Inc. provides the Advyzon technology platform used by financial advisers for servicing client accounts. Turnkey Asset Management Program We provide a turnkey asset management program (the “Program”) through which we offer investment management services, more fully described below. As used in this Brochure, “we,” “us,” and “our firm,” refers to Advyzon Investment Management, LLC, and “you” and “your” refers to advisory clients who participate in our Program. The Program is made available to you through an arrangement between us and your investment advisory firm (“Advisory Firm”). This arrangement allows your investment adviser representative (“Adviser”) affiliated with the Advisory Firm to select from Investment Strategies (more fully described in Investment Strategies below) to be used to manage some or all of your investment assets. Your Adviser is responsible for gathering sufficient information from you to evaluate your financial situation, investment objectives, financial goals, tolerance for risk, and investment time horizon. Because the management of your investments is based on your financial circumstances, it is important that you provide complete and accurate information to your Adviser. Your Adviser is also responsible for determining whether your participation in the Program is appropriate for you, and for selecting an Investment Strategy to be used in managing your assets. Once an Investment Strategy is selected for you, we will manage your account on a discretionary basis according to the mandate of the selected Investment Strategy. You will establish a brokerage account with a qualified custodian chosen by you or your Adviser. You grant us the authority to implement transactions in your account in accordance with your selected Investment Strategy. We will monitor and periodically rebalance your account as we deem necessary. In addition, we have the discretion to change the investment options and the allocation targets in the Investment Strategy at any time, without the prior consent of you, your Adviser, or your Advisory Firm. Your Adviser will meet with you at least annually to discuss any changes to your financial circumstances that may affect your account or the Investment Strategy used to manage your account. You should promptly contact your Adviser when any changes occur in your financial circumstances that may affect the manner in which your account is invested. Any questions regarding the management of your account should be directed to your Adviser. If necessary, your Adviser will communicate with our investment team. If you or your Adviser decide that the selected Investment Strategy no longer meets your investment needs, your Adviser may select another Investment Strategy. We will implement the necessary transactions to allocate your account to the new Investment Strategy. If an Investment Strategy is removed from the Program, we will notify your Advisory Firm of the change and request that action be taken to reassign your account by a specified date. If no action is taken by your Advisory Firm, we reserve the right to map your account to an alternative Investment Strategy. Your Advisory Firm’s failure to act is considered consent to the mapping of your account to an alternative Investment Strategy. You may place reasonable restrictions on specific securities or types, sectors, or industries of securities to be held in your Investment Strategy. We will make a reasonable attempt to honor any reasonable restrictions you wish to impose, but in the case of pooled investment vehicles such as mutual funds or ETFs where underlying holdings change frequently, we cannot guarantee that restrictions will always be enforced. In general, we may implement restrictions by either (a) increasing the relative proportions of other securities to replace the restricted security, or (b) increasing money market or cash positions in your account. Such restrictions imposed on your account would likely cause the performance of your account to differ from the performance of other accounts in the Investment Strategy. Investment Strategies Our Investment Strategies are constructed using mutual funds, exchange-traded funds (“ETFs”), fixed-income securities, and/or equities. Within each Investment Strategy, portfolios may vary based on account size or other account restrictions. We offer the following Investment Strategies: Active/Passive Our Active/Passive portfolios invest in mutual funds and ETFs from a diverse set of fund families, seeking to maximize returns for each level of equity. We build nine portfolios across a risk spectrum, from Income (20% equity) to Aggressive (98% equity).* ETF Our Exchange Traded Fund (ETF) Portfolios invest exclusively in ETFs to provide a very low cost, diversified set of nine asset allocation portfolios. The portfolios use only passive strategies and are more tax efficient than actively managed portfolios due to lower turnover and tax rules that result in reduced realized gain distributions. Tax Sensitive Our Tax Sensitive core portfolios seek to maximize after-tax returns for each equity level. We build nine portfolios across a risk spectrum, from Income (20% equity) to Aggressive (98% equity).* The portfolios invest in ETFs, which carry unique tax advantages that mutual funds don’t enjoy. The portfolios incorporate more growth-oriented investments, which typically pay less taxable dividends when compared to value- oriented investments. The portfolios shift underlying investments less often, which reduces the frequency of taxable realized gains. The portfolios include municipal bonds allocations, which usually pay lower pre-tax yields, but higher yields when compared to traditional treasury bonds after taxes. ESG Active/Passive Our Environmental, Social, and Governance (ESG) core portfolios invest in mutual funds and ETFs. We build nine portfolios across a risk spectrum, from Income (20% Equity) to Aggressive (98% Equity).* The portfolios seek to maximize returns for each equity level while only investing in stock and bond mutual funds and ETFs that have an ESG mandate. Foundational Our Foundational portfolios invest with the goal of providing a reasonably diverse core solution for investors with very low account balances. We build nine portfolios across a risk spectrum, from Income (20% equity) to Aggressive (98% equity).* Each portfolio invests in a maximum of five ETFs plus cash. Direct Indexing We offer five cost effective, diversified, passive stock portfolios and that can help investors add core US equity holdings (beta) to their portfolios, while reducing their tax bill through savvy tax optimization. Instead of purchasing a mutual fund or ETF, investors own shares of corporate stock directly

in their accounts. Diversified Income Our Diversified Income Portfolio invests in active mutual funds and passive ETFs. It targets the same risk level as a traditional diversified 50% equity and 50% bond portfolio. It is a broadly diversified / core strategy and can be used for an investor’s entire investment program. Compared to our traditional Active/Passive 50% Equity portfolio, it trades off some long term growth for a higher level of annual income, for investors who value current income. Focused High Income Our Focused High Income Portfolio invests in active mutual funds and passive ETFs. It is a focused fund and is not as diversified as a typical core "all-in" asset allocation strategy. It is most often used as a component within a broadly diversified Investment Policy. The portfolio targets 50% exposure to equities. It targets a level of yield that is in the same range as High Yield Bonds (typically 4 to 8%), but the portfolio includes US and non-US equities, US and-non-US bonds, and alternatives to reduce interest rate sensitivity and overall drawdown risk relative to a simple high yield bond fund. Diversified Bond SMA Our Diversified Bond SMA Portfolio invests in active mutual funds and passive ETFs. It provides broad exposure to fixed income investments and when paired with equities, can be part of a well-diversified portfolio. It includes some non-US bond exposure to add diversification and improve returns. US Equity SMA Our US Equity SMA Portfolio invests in active mutual funds and passive ETFs. It is a focused fund and is typically used as a component in a diversified client portfolio. It invests in a mix of value, core, growth, large, mid, and small cap US equities. Non-US SMA Our Non-US Equity SMA Portfolio invests in active mutual funds and passive ETFs. It is a focused fund and is typically used as a component in a diversified client portfolio. It invests in both developed and emerging country equities. US Equity Stock Index We maintain nine US equity-oriented portfolios that are built with individual stocks. These are index funds that offer an alternative to traditional index ETFs and mutual funds. They invest in 40 stocks and are reviewed every 6 months. Benefits to using these index strategies over using a traditional ETF or indexed mutual fund is that investors have more control over the underlying holdings (clients can request exclusions) and clients can better control taxes. Drawbacks include lower diversification (most index funds hold much more than 40 stocks), and clients might miss out on some return from securities lending (which can add around 0.05% return each year). The nine index fund options are; Large Blend, Large Growth, Large Value, Mid Blend, Mid Growth, Mid Value, Small Blend, Small Growth, and Small Value. Alternative Portfolio Our Alternative strategy combines mutual funds and ETFs from alternative asset classes that fall outside of a traditional broad equity or fixed income investment strategy. We expect the mutual funds and ETFs to exhibit relatively low correlation with broad stock and bond indexes and to provide an attractive addition to a diversified portfolio, particularly from a risk reduction perspective. Thematic Equity Portfolios We offer a set of Thematic Equity Portfolios that allow investors to gain exposure to specific market segments. Examples of portfolios offered include Defense Industry portfolio a Dividend Focused stock portfolios. *Please note that the equity allocations presented above are targets only. Actual equity allocations will change over time. Investment Strategies are periodically rebalanced to targets as necessary. Nucleus Model Marketplace Nucleus is our model marketplace platform through which we provide Advisory Firms access to model portfolios created by AIM or by third-party strategists. Nucleus is available in conjunction with our Turnkey Asset Management Program. The Nucleus model portfolios define allocations to specific investments. Your Advisory Firm may use a Nucleus model portfolio to manage all or part of your assets. Your Advisory Firm is responsible for determining the suitability of any Nucleus model portfolio that is assigned to your account. Once the Advisory Firm selects the model portfolio, we will provide ongoing supervision of your account and will have discretion to make transactions in your account within the parameters of the model portfolio, including periodically rebalancing to portfolio targets. If the model portfolio is updated (either by AIM or the strategist, as applicable), AIM has the discretion to make transactions in your account as necessary to align with the updated model portfolio. To employ Nucleus, Advisory Firms are required to enter into a Nucleus Model Marketplace Agreement with us, which further details the services and fees for the program. Outsourced Agent Services Advisory Firms may also engage us to provide certain operational, administrative, and trading functions as an Outsourced Agent. In providing these services, we are not providing discretionary investment management of the Advisory Firm’s client accounts. We are serving as the Advisory Firm’s service provider, acting upon the Advisory Firm’s directives and instructions. With regard to trading services, the Advisory Firm will establish the parameters, such as frequency of rebalancing and allowable drift from asset allocation targets, within which its client accounts will be traded. We will provide ongoing supervisory oversight and monitoring of client accounts, and will place trades according to the Advisory Firm’s defined parameters. We will not place trades in client accounts outside of the Advisory Firm’s defined parameters without prior authorization from the Advisory Firm. Enterprise Platform Services Our Turnkey Asset Management Program, Nucleus Model Marketplace, and Outsourced Agent Services are also available to financial service organizations through our Enterprise Platform Services. These financial service organizations can select any of our services in their entirety or portions thereof to offer them to third-parties, associated persons, or entities within their organization. The financial service organizations may rebrand our services with their internal nomenclature and branding, and can establish their own internal policies regarding such matters as fee structure, fee calculation and collection practices, client communications and documentation, and other protocols. In addition to rebranding our services, financial service organizations may also rebrand our AIM strategist models available in the Nucleus Model Marketplace with their own internal nomenclature. When these white-labeled strategist models are used, AIM receives a Strategist Fee, as described in Nucleus Model Marketplace in Item 5 below, and may share a portion of the revenue generated with the financial service organization. We are responsible for the delivery of our services to the enterprise platform, but we are not responsible for the internal policies established by each financial service organization. Assets Under Management As of December 31, 2023, we managed $137,888,943 of assets under management on a discretionary basis, and $69,698,454 of assets under management on a non- discretionary basis.