Adviser Profile

As of Date 07/30/2026
Registration SEC, Approved, 06/07/2011
ADV Location DELRAY BEACH, FL, United States
Contact Info (56 xxxxxxx
Websites
AUM* 129,587,861 5%
of that, discretionary 129,587,861 5%
Number of Employees 3 -25%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 3,811,408 281%
% High Net Worth 66.67% 7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

173M 148M 124M 99M 74M 49M 25M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name D. BROOKS & ASSOCIATES CPAS, PA Filing Date09/26/2025 Form ADV-E View Report
Accounting Firm Name D. BROOKS & ASSOCIATES CPAS, PA Filing Date10/28/2024 Form ADV-E View Report
Accounting Firm Name D. BROOKS & ASSOCIATES CPAS, PA Filing Date01/24/2024 Form ADV-E View Report

Brochure Summary