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Adviser Profile

As of Date 05/07/2026
Registration SEC, Approved, 10/11/2011
Other registrations (2)
ADV Location BUFFALO, NY, United States
Contact Info 716 xxxxxxx
Websites
AUM* 176,396,942 25%
of that, discretionary 174,146,226 24%
Number of Employees 3
of those in investment advisory functions 1 -67%
Private Fund GAV* 0
Avg Account Size 303,088 -39%
% High Net Worth 8.93% -24%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

174M 149M 124M 100M 75M 50M 25M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary