Adviser Profile

As of Date 01/08/2026
Registration SEC, Approved, 05/12/2011
Contact Info 914 xxxxxxx
AUM* 91,000,000
of that, discretionary 91,000,000
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 91,000,000
SMA’s No
Private Funds 0

Adviser Type

- Mid-sized advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

103M 88M 74M 59M 44M 29M 15M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary