Overview
A. Description of Firm
Moneypaper Advisor, Inc., (“Moneypaper Advisor” or the “Firm”) is a Harrison NY -based
investment management firm founded in 1989.
Moneypaper Advisor provides customized investment management services to registered investment
management companies. As discussed more fully below, Moneypaper Advisor assists clients in
investment management and cash flow management.
The firm only has one client. MP63 Fund, Inc, symbol DRIPX.,
Moneypaper Advisor is currently registered with the Securities and Exchange Commission
("SEC") as an investment adviser and with the State of New York as an S-corporation. Moneypaper
Advisor is 100% owned by M s . V i t a N e l s o n , M o n e y p a p e r P u b l i c a t i o n s .
B. Types of Advisory Services Offered
Moneypaper Advisor primarily provides one type of advisory service: Investment Management
Services.
1. Investment Management Services
Moneypaper Advisor offers clients Investment Management Services that encompass the
traditional asset class of domestic equities. The Firm will generally manage a client’s investment
portfolio on a discretionary basis and may assist the client in the establishment of the necessary
custodial account(s). When exercising its discretionary authority, Moneypaper Advisor will make
appropriate "buy, sell, hold" decisions as it believes they are needed using the Firm’s asset
allocation methodology. Through the use of an asset allocation approach, the Firm provides
Investment Management Services based on a personalized understanding of each client’s
independent investment objectives.
The Firm’s Investment Management Services typically begin through the gathering of information
vis-à-vis a new Investment Policy Statement, or other similar documentation process. Based upon
this information, the Firm selects the appropriate allocation for the client’s assets.
The Firm employs a defined process for each step in the investment management cycle including
goal setting and risk/return profiling, asset allocation modeling, investment selection and
implementation, and ongoing monitoring and reporting. This approach helps to provide a robust
process to provide long-term investment solutions.
Depending upon the strategy selected by the Firm and the client, Moneypaper Advisor may invest
client assets in various sectors and securities, including but not limited to listed stocks only. Please
refer to Item 8 for more information on Moneypaper Advisor’s investment strategies, methods of
analysis and their associated risks of loss.
As noted above, Moneypaper Advisor generally manages
client assets on a fully discretionary basis.
In exercising full discretionary authority, Moneypaper Advisor selects, without first obtaining
client’s permission, (1) the securities to be bought and sold; and (2) the amounts of securities to be
transacted and whether it will be individually or block traded. Moneypaper Advisor’s discretionary
authority may be subject to conditions imposed by a client. This may occur when a client restricts
or prohibits transactions in a security for a specific company or for an industry sector, or
requests that the Firm place trades with a specific broker-dealer (aka "directed brokerage"). For
more information on the Firm’s discretionary authority and brokerage practices please refer to Items
12 and 16.
Clients are allowed to impose reasonable restrictions on the types of securities, sectors and/or
industries they do not want to be included in their portfolio. Such restrictions must be communicated
to the Firm in advance and documented in writing. Once this information is gathered initially, each
client is responsible for informing Moneypaper Advisor in writing of any
changes to these restrictions or to their overall investment objectives. The Firm does not assume
any responsibility for the accuracy of the information provided directly by its clients or the failure
of clients to inform the Firm of changes to their investment or financial objectives.
C. General Information About Moneypaper Advisor’s Advisory Services
1. Advisory Agreements
Prior to engaging Moneypaper Advisor to provide investment advisory services, the client will be
required to enter into a written agreement (“Client Agreement”) with the Firm setting forth the fees
to be charged and the terms and conditions under which it will render its services.
Moneypaper Advisor will provide a Brochure and one or more Brochure Supplements to each
client or prospective client prior to or contemporaneously with the execution of a Client Agreement.
The advisory relationship will continue until terminated by the client or the Moneypaper Advisor in
accordance with the provisions of the Client’s Advisory Agreement.
D. Wrap-Fee Programs
Moneypaper Advisor does not provide portfolio management services to any wrap fee programs,
as that term is defined in the instructions to Form ADV Part 2.
E. Assets Under Management
As of 12/31/2022, the following represents the amount of client assets under management by
Moneypaper Advisor on a discretionary and non-discretionary basis:
Type of Account Assets Under Management
(“AUM”)
Discretionary 91,306,000
Non-Discretionary $0
Total: 91,306,000