9AT: IRONHORSE CAPITAL LLC

IRONHORSE CAPITAL LLC

IRONHORSE CAPITAL LLC

TIGRETT INVESTMENTS LLC

IRONHORSE CAPITAL MANAGEMENT

Adviser Profile

As of Date	01/30/2026
Registration	SEC, Approved, 10/30/2013
Other registrations (1)	Tennessee, Terminated, 12/05/2013
ADV Location	NASHVILLE, TN, United States
Contact Info	(61 xxxxxxx
Websites

AUM^*	120,503,506 12%
of that, discretionary	120,503,506 12%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	120,503,506 12%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

121M 103M 86M 69M 52M 34M 17M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

IronHorse Capital LLC was established on September 16, 2009. The principal owner is IronHorse Holdings LLC, which is directly owned by Harrison Kerr Tigrett and Charles Albert Cunningham. As of December 31, 2022, IronHorse managed $103,962,640 on a discretionary basis in regulatory assets under management. IronHorse offers the following services to advisory clients: Investment Supervisory Services IronHorse provides investment advisory services to separately managed accounts and as advisor to the Conductor Global Equity Value ETF (CGV-NYSE) which consist of global equities, primarily focusing on investments in developed regions and markets. The investment selection process is value-oriented. IronHorse invests in companies across all regions of the world, from North America, to the developed EAFE (Europe, Australia, and Far East) countries, to emerging markets. All individual investments in global markets must meet strict valuation, liquidity, and market-cap criteria to ensure that IronHorse is providing returns without excessive risk. IronHorse may impose limits on the level of investment in any one country or region. IronHorse will request discretionary authority from separately managed clients in order to select securities and execute transactions without permission from the client prior to each transaction. IronHorse complements its bottoms-up, fundamental single-stock orientation

by analyzing and shaping the portfolio at the sector level. Various criteria such as valuation, growth potential, and overall market environment guide the allocation process. Similar to the process for geographic diversification, IronHorse uses strict internal guidelines that limit too much concentration in any one sector. Multi-Currency: IronHorse purchases all investments in local currency providing IronHorse investors true currency diversification. Services Limited to Specific Types of Investments. IronHorse limits its money management to predominately equities and Exchange Traded Funds (“ETFs”), though may utilize index hedges to offset market risk during perceived high-risk periods in order to protect investor capital. In addition, IronHorse may invest in both domestic and international mutual funds, equities, bonds, REITs, private placements, government securities and options. IronHorse may use other securities as well to help diversify a portfolio when applicable. IronHorse offers the same suite of services to all of its clients. IronHorse does not permit clients to impose restrictions in investing in certain securities or types of securities in accordance with their religious or moral values and beliefs. However, IronHorse will attempt to accommodate reasonable restrictions requested by clients when agreed to by IronHorse.

IRONHORSE CAPITAL LLC

IRONHORSE CAPITAL LLC

TIGRETT INVESTMENTS LLC

IRONHORSE CAPITAL MANAGEMENT

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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IRONHORSE CAPITAL LLC IRONHORSE CAPITAL LLC TIGRETT INVESTMENTS LLC IRONHORSE CAPITAL MANAGEMENT

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

IRONHORSE CAPITAL LLC

IRONHORSE CAPITAL LLC

TIGRETT INVESTMENTS LLC

IRONHORSE CAPITAL MANAGEMENT