Adviser Profile

As of Date 07/29/2026
Registration SEC, Approved, 09/23/2010
ADV Location MEMPHIS, TN, United States
Contact Info 901 xxxxxxx
Websites
AUM* 749,369,235 -17%
of that, discretionary 749,369,235 -17%
Number of Employees 15 -12%
of those in investment advisory functions 15 275%
Private Fund GAV* 0
Avg Account Size 8,515,559 -9%
% High Net Worth 15.29% -13%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

6B 5B 4B 3B 2B 2B 814M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Brochure Summary