Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 07/28/1992
ADV Location NEWPORT BEACH, CA, United States
Contact Info 949 xxxxxxx
Websites
AUM* 1,159,209,399 24%
of that, discretionary 1,156,215,422 24%
Number of Employees 6 -25%
of those in investment advisory functions 4 -33%
Private Fund GAV* 0
Avg Account Size 16,800,136 38%
% High Net Worth 13.04% 43%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

1B 1B 923M 739M 554M 369M 185M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker595112103 Stock NameMICRON TECHNOLOGY INC $ Position$12,917,659 % Position7.00% $ Change128.00% # Change-33.00%
Stck Ticker24703L202 Stock NameDELL TECHNOLOGIES INC $ Position$8,756,049 % Position4.00% $ Change746.00% # Change222.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$5,375,560 % Position3.00% $ Change27.00% # Change2.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$6,226,159 % Position3.00% $ Change9.00% # Change-5.00%
Stck Ticker466313103 Stock NameJABIL INC $ Position$5,208,606 % Position3.00% $ Change31.00% # Change-10.00%
Stck TickerG7997R103 Stock NameSEAGATE TECHNOLOGY HLDNGS PL $ Position$5,204,245 % Position3.00% $ Change49.00% # Change-39.00%
Stck Ticker911363109 Stock NameUNITED RENTALS INC $ Position$3,015,753 % Position2.00% $ Change42.00% # Change-9.00%
Stck Ticker91913Y100 Stock NameVALERO ENERGY CORP $ Position$3,296,129 % Position2.00% $ Change11.00% # Change5.00%
Stck Ticker876030107 Stock NameTAPESTRY INC $ Position$3,195,915 % Position2.00% $ Change-4.00% # Change-8.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$4,458,562 % Position2.00% $ Change7.00% # Change-4.00%

Brochure Summary