Adviser Profile

As of Date 05/02/2024
Registration status Terminated
ADV Location CHARLOTTE, NC, United States
Contact Info 704 xxxxxxx
Websites
AUM* 41,012,128 -55%
of that, discretionary 33,778,110 -60%
Number of Employees 6
of those in investment advisory functions 4 -33%
Private Fund GAV* 0
Avg Account Size 431,707 -35%
% High Net Worth 100.00%
SMA’s Yes
Private Funds 0

Adviser Type

- No longer eligible

Client Types

- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

110M 94M 78M 63M 47M 31M 16M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees