Adviser Profile

As of Date 01/30/2026
Registration SEC, Approved, 03/15/2010
Other registrations (1)
Contact Info 303 xxxxxxx
AUM* 309,800,000 4%
of that, discretionary 0
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 103,266,667 -31%
% High Net Worth 50.00%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Banking or thrift institutions

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- Fixed fees (other than subscription fees)

Reported AUM

355M 304M 254M 203M 152M 101M 51M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees