Overview
Form ADV Part 2A, Item 4
A. Describe your advisory firm, including how long you have been in business. Identify your principal owner(s).
RCM Robinson Capital Management LLC ("RCM") is a Registered Investment Advisor with the Securities and
Exchange Commission (SEC). Founded in 1995, RCM’s principal and sole owner, Douglas C. Robinson has
held general and principal securities licenses since 1982.
B. Describe the types of advisory services you offer. If you hold yourself out as specializing in a particular type
of advisory service, such as financial planning, quantitative analysis, or market timing, explain the nature of that
service in greater detail. If you provide investment advice only with respect to limited types of investments,
explain the type of investment advice you offer, and disclose that your advice is limited to those types of
investments.
RCM specializes in institutional fixed income management for local government agencies. RCM also provides
investment advice and education to institutional and private investors with emphases on fundamental economic
and demographic research in establishing appropriate asset allocation and investment policies.
ASSET MANAGEMENT
RCM provides portfolio management and investment supervisory services on a limited discretionary basis. Typical clients
contracting for this service are city, local governmental, special district agencies, trusts, foundations and high net worth
individuals in the State of California. Through this service, RCM provides continuous supervisory and monitoring services
to clients focused on management of short and intermediate term fixed income portfolios. RCM also advices on the asset
allocation structure of portfolios for institutional, health benefit trusts and private individuals utilizing individual
securities, mutual funds, exchanged traded funds.
HEALTH BENEFIT TRUST PROGRAM
The Health Benefit Trust Program establishes one or more Retiree Healthcare Trusts invested by RCM in one
or more
asset allocation model portfolios. Total Administrative Services Corporation (TASC,) and/or MidAmerica Administrative
& Retirement Solutions, LLC will provide certain administrative services with respect to the Program pursuant to a
separate agreement entered into between client and TASC and/or MidAmerica Administrative & Retirement Solutions,
LLC. These services will include administration of Program accounts, transmission of trade instructions, fee billing, and
the production of Account performance reports. Investments made through the Program will be held in custody by a
Directed Trustee who will maintain the client's account and effect transactions at the direction of the client or RCM.
Clients and prospective clients of the Health Benefit Trust Program will be provided a Program Disclosure statement
which provides clients with information about the Sponsor and the Program that should be considered before becoming a
client of the Program.
C. Explain whether (and, if so, how) you tailor your advisory services to the individual needs of clients. Explain
whether clients may impose restrictions on investing in certain securities or types of securities.
Advisory services are tailored to the specific needs and desires for future financial goals and objectives, along with
strategies to achieve those goals and objectives. Clients may impose restrictions on investing, such as security type,
maturity and name.
D. If you participate in wrap fee programs by providing portfolio management services, (1) describe the
differences, if any, between how you manage wrap fee accounts and how you manage other accounts, and (2)
explain that you receive a portion of the wrap fee for your services.
Not applicable.
E. If you manage client assets, disclose the amount of client assets you manage on a discretionary basis and
the amount of client assets you manage on a non-discretionary basis. Disclose the date “as of” which you
calculated the amounts.
As of 12/31/22, RCM managed $103,074,719 on a non-discretionary basis.